Kathryn A. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Ann Hall, who also goes by Kathryn Hall Knutsen, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 1984. Kathryn had worked at 3 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 1995 - January 6, 2014
HALL CAPITAL PARTNERS LLC
July 20, 1988 - August 15, 1989
HFS PARTNERS I, A CALIFORNIA LIMITED PARTNERSHIP
October 26, 1984 - October 22, 1986
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HALL CAPITAL PARTNERS LLC
CRD#: 106759 / SEC#: 801-49751
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 186 |
| AUM (Assets Under Management) | $ 50,302,951,631 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 10/20/2023 | ||
| 10/20/2023 | ||
| 01/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
