Adam R. Lazarus
Professional summary
Adam Robert Lazarus was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adam Robert Lazarus was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1984. Adam had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2008 - August 7, 2008
OFFMAN SECURITIES, LLC
March 2, 2004 - May 1, 2007
OPPENHEIMER & CO. INC.
November 30, 1998 - February 10, 2004
MORGAN STANLEY DW INC.
July 20, 1995 - December 2, 1998
PRUDENTIAL EQUITY GROUP, LLC
July 10, 1992 - July 28, 1995
LEHMAN BROTHERS INC.
March 20, 1990 - June 30, 1992
CITIGROUP GLOBAL MARKETS INC.
October 26, 1984 - March 23, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OFFMAN SECURITIES, LLC
CRD#: 133675 / SEC#: , 8-66755
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OFFMAN, MAYER | MANAGING MEMBER/OWNER | |
| CDS GROUP HOLDINGS | PARTNER | |
| DELGRECO, SHARON GAIL | CHEIF COMPLIANCE OFFICER | |
| PURWIN, GARY ROBERT | FINOP | 2545792 |
Red Flags
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