Frank D. Strafaci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank David Strafaci was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1984. Frank had worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2012 - December 31, 2022
VALMARK ADVISERS, INC.
October 15, 1999 - December 31, 2022
VALMARK SECURITIES, INC.
February 1, 1989 - October 15, 1999
MUTUAL SERVICE CORPORATION
November 21, 1985 - October 31, 1986
INVESTORS ASSET MANAGEMENT, INC.
October 9, 1984 - January 13, 1989
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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