Robert W. Chesterfield
Professional summary
Robert Warren Chesterfield is a registered financial professional currently at MODERN CAPITAL SECURITIES INC. located in Grant Park, Illinois.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Warren Chesterfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2005 - Present
MODERN CAPITAL SECURITIES INC.
December 23, 1986 - October 3, 2005
SENTRA SECURITIES CORPORATION
October 26, 1984 - December 23, 1986
OLD SLIP CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2019)
(9/23/2005)
(9/23/2005)
(6/4/2019)
Exams
FINRA
Current Firm
MODERN CAPITAL SECURITIES INC.
CRD#: 130876 / SEC#: , 8-66403
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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