Joseph V. Tesher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Victor Tesher, CFP®, who also goes by Joseph V Tesher, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1984. Joseph had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
August 11, 2025 - October 10, 2025
MIRAMAR CAPITAL
February 27, 2009 - March 7, 2022
WELLS FARGO CLEARING SERVICES, LLC
February 27, 2009 - March 7, 2022
WELLS FARGO CLEARING SERVICES, LLC
March 20, 2001 - March 23, 2009
CITIGROUP GLOBAL MARKETS INC.
March 5, 2001 - March 23, 2009
CITIGROUP GLOBAL MARKETS INC.
October 26, 1984 - March 9, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MIRAMAR CAPITAL
CRD#: 290909 / SEC#: 801-112078
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIRAMAR CAPITAL
CRD#: 290909 / SEC#: 801-112078
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 509,236,432 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
