Robert W. Sykes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Wayne Sykes was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2002 - October 24, 2003
C.P. ADVISORY SERVICES
May 3, 1999 - November 28, 2018
PARK AVENUE SECURITIES LLC
April 6, 1990 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
October 11, 1984 - March 27, 1990
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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