Marybeth Norton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marybeth Norton, who also goes by Marybeth Gingo Norton, was a registered financial professional .
Marybeth is a previously registered financial professional and started their career in finance in 1984. Marybeth had worked at 6 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 1987 - August 28, 1987
WAKEFIELD FINANCIAL CORPORATION
December 18, 1985 - February 20, 1986
BLINDER, ROBINSON & CO., INC.
October 7, 1985 - November 18, 1985
GENERAL AMERICAN SECURITIES, INC.
June 21, 1985 - September 30, 1985
R.H. STEWART & CO., INC.
April 30, 1985 - June 3, 1985
THE STUART-JAMES COMPANY, INCORPORATED
October 26, 1984 - December 11, 1984
MICHELIN AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WAKEFIELD FINANCIAL CORPORATION
CRD#: 11064 / SEC#: , 8-28038
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
