Angelo V. Berretta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angelo V Berretta, who also goes by Angelo V Berretta, Angelo VIncent Berretta, was a registered financial professional .
Angelo is a previously registered financial professional and started their career in finance in 1985. Angelo had worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2021 - March 31, 2025
REDWOOD PRIVATE WEALTH
November 20, 2019 - December 3, 2021
CG ADVISORY SERVICES
January 17, 2018 - September 30, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
December 21, 2015 - November 29, 2017
SECURE INVESTMENT MANAGEMENT, LLC
October 22, 2014 - December 1, 2015
VANDERBILT ADVISORY SERVICES
October 20, 2014 - December 1, 2015
VANDERBILT SECURITIES, LLC
September 27, 2012 - October 20, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
September 27, 2012 - October 20, 2014
ALLSTATE FINANCIAL SERVICES, LLC
January 3, 2007 - October 1, 2012
CENTAURUS FINANCIAL, INC.
January 3, 2007 - October 1, 2012
CENTAURUS FINANCIAL, INC.
June 2, 2006 - December 31, 2006
IC ADVISORY SERVICES, INC.
October 18, 2002 - June 2, 2006
THE INVESTMENT CENTER, INC.
July 17, 2001 - December 31, 2006
THE INVESTMENT CENTER, INC.
December 8, 1999 - July 17, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 4, 1998 - June 29, 1999
ESSEX NATIONAL SECURITIES, LLC
May 28, 1998 - November 17, 1999
TD WEALTH MANAGEMENT SERVICES INC.
November 5, 1997 - July 9, 1998
INVEST FINANCIAL CORPORATION
June 24, 1994 - November 17, 1997
WADDELL & REED
February 24, 1993 - June 30, 1994
HACKETT ASSOCIATES, INC.
February 20, 1992 - December 31, 1992
CONSOLIDATED INVESTMENT SERVICES, INC.
March 28, 1985 - December 31, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REDWOOD PRIVATE WEALTH
CRD#: 312942 / SEC#: 801-120723
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,788 |
| AUM (Assets Under Management) | $ 267,560,801 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
