Stephen M. Christopher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Mack Christopher, who also goes by Steve Christopher, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1985. Stephen had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2008 - November 12, 2012
CPFG SECURITIES, INC
June 11, 2003 - December 15, 2005
CPFG SECURITIES, INC.
July 8, 1995 - November 20, 2001
SLD AMERICA EQUITIES, INC.
October 5, 1993 - June 23, 1995
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 20, 1989 - October 11, 1991
PASSPORT FINANCIAL CORPORATION
March 1, 1985 - February 9, 1989
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CPFG SECURITIES, INC
CRD#: 146003 / SEC#: , 8-67770
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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