Charles H. Kuhtz
INTRUA FINANCIAL
Brookfield, WI 53045
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CRD#: 1307194
Professional summary
Charles Harvey Kuhtz III, CFP®, who also goes by Chuck Kuhtz, is a registered financial advisor currently at INTRUA FINANCIAL located in Brookfield, Wisconsin and LPL FINANCIAL LLC located in Brookfield, Wisconsin.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Charles has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Chuck Kuhtz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 08/12/2016: No Business Name - Musician - Investment Related - Oconomowoc, WI - Started 01/01/1980 - 20 Hr/Mo; 0 Hours During Securities Trading; 5% Time Spent (2) 08/12/2016: Freedom Wealth Alliance - DBA for LPL Business (entity for LPL business) - Investment Related - 675 N. Barker Road, Ste 220, Brookfield, WI 53045 - Started 08/10/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent (3) 10/28/2016: Windy City Financial Partners - Non-Variable Insurance - Investment Related - 675 N Barker Road, Suite 220, Brookfield, WI 53045 - Start 10/07/2016 - 2 Hr/Mo; 2 Hour(s) During Securities Trading - Licensed Agent, not paid at the carrier level, no an owner. INS Types: Life, LTC, Fixed Annuities (4) 10/24/2018 - Kuhtz Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/15/2018 - 160 Hours Per Month/160 Hours During Trading. (5) 11/21/2023 - Intrua Financial LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 100 Hours Per Month/ 5 Hours During Trading - I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 01/30/2024 - Intrua Financial DBA Freedom Wealth Alliance - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 1/1/2024 - 240 hrs/Mo During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Harvey Kuhtz III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
November 13, 2023 - Present
INTRUA FINANCIAL
Office #1: 675 North Barker Road Suite 220, Brookfield, WI 53045RIA
CRD#: 281554
Brookfield, WI
Current
August 12, 2016 - Present
LPL FINANCIAL LLC
Office #1: 675 N. Barker Road Ste. 220, Brookfield, WI 53045RIA
BD
CRD#: 6413
Brookfield, WI
Past
August 12, 2016 - December 12, 2023
FREEDOM WEALTH ALLIANCE
RIA
CRD#: 170456
BROOKFIELD, WI
Past
March 30, 1999 - July 14, 2016
EDWARD JONES
RIA
CRD#: 250
HARTLAND, WI
Past
March 30, 1999 - July 14, 2016
EDWARD JONES
BD
CRD#: 250
HARTLAND, WI
Past
March 2, 1990 - March 26, 1999
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
February 19, 1985 - March 15, 1990
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
ST. LOUIS, MO
Past
October 26, 1984 - February 14, 1985
CHARTER SECURITIES CORPORATION
BD
CRD#: 7062
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/31/2016)
RR
Florida(8/31/2016)
RR
Georgia(8/31/2016)
RR
Illinois(8/31/2016)
RR
Indiana(10/11/2016)
RR
Maryland(1/2/2022)
RR
Missouri(11/8/2016)
RR
Ohio(4/4/2022)
RR
South Carolina(10/17/2024)
RR
Texas(4/1/2022)
IAR
Texas(11/29/2023)
RR
Wisconsin(8/12/2016)
IAR
Wisconsin(11/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3737 Buffalo Speedway Suite 400, Houston, TX 77098
Mailing Address
Phone number
(713) 355-9910
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,051 |
| AUM (Assets Under Management) | $ 1,212,765,982 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTRUA FINANCIAL
CRD#: 281554Brookfield, WI 53045TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
