Charles E. Nash

BROOKWOOD INVESTMENT GROUP

Franklin, TN

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CRD#: 1306980

Professional summary

Charles Edward Nash, CFP®, ChFC®, CLU®, who also goes by Chuck Nash, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Franklin, Tennessee.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Charles has worked at 10 firms and has passed the Series 63, Series 3, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Nash

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). REDWOOD TAX SPECIALISTS, NON-INVESTMENT RELATED; 19720 JETTON ROAD, 3RD FLOOR, CORNELIUS, NC 28031; INSURANCE AGENCY; MANAGING DIRECTOR & INSURANCE PRODUCER; SINCE 03/2020; HOURS PER MONTH: 20, TRADING HOURS: 10

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Nash's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 9, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

Franklin, TN

Past

June 30, 2021 - March 31, 2025

REDWOOD PRIVATE WEALTH

RIA

CRD#: 312942

Franklin, TN

Past

January 9, 2004 - June 30, 2021

PFM ADVISOR

RIA

CRD#: 109780

NASHVILLE, TN

Past

June 29, 1993 - March 9, 2001

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

March 7, 1991 - June 29, 1993

G. R. PHELPS & CO., INC.

CRD#: 173

Past

February 15, 1989 - March 8, 1991

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 27, 1988 - March 1, 1989

CADARET, GRANT & CO., INC.

CRD#: 10641

Past

March 29, 1988 - November 16, 1988

FOCUS SECURITIES, INC.

CRD#: 15023

Past

January 18, 1988 - March 4, 1988

CHRISTOPHER WEIL & COMPANY, INC

CRD#: 6566

Past

July 11, 1985 - June 26, 1986

PARAMOUNT FINANCIAL CAPITAL MARKETS, INC.

CRD#: 15991

Past

October 24, 1984 - May 29, 1985

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/22/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/26/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/22/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/22/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/1993

General Securities Principal Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles E. Nash

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Nash's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDWOOD PRIVATE WEALTH

PFM ADVISOR

FSC SECURITIES CORPORATION

G. R. PHELPS & CO., INC.

GUARDIAN INVESTOR SERVICES LLC

CADARET, GRANT & CO., INC.

FOCUS SECURITIES, INC.

CHRISTOPHER WEIL & COMPANY, INC

PARAMOUNT FINANCIAL CAPITAL MARKETS, INC.

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/22/1984

Series 3

Date: 3/26/1996

Series 7

Date: 2/20/1988

Series 22

Date: 7/22/1985

Series 6

Date: 10/22/1984

Series 24

Date: 9/2/1993

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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