Mark L. Grosche
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Lloyd Grosche was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1994. Mark had worked at 3 firms and has passed the Series 63, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1995 - January 16, 1996
GLOBAL STRATEGIES GROUP, INC.
October 7, 1994 - June 14, 1995
COLUMBUS FINANCIAL, INC.
August 15, 1994 - September 7, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 2/8/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
GLOBAL STRATEGIES GROUP, INC.
CRD#: 27414 / SEC#: , 8-43079
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
