Lawrence C. Paddock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Caston Paddock was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1984. Lawrence had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2009 - October 21, 2014
THOMPSON CREEK WEALTH ADVISORS
May 23, 1988 - May 12, 1999
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
December 19, 1984 - June 3, 1988
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THOMPSON CREEK WEALTH ADVISORS
CRD#: 151363 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 249 |
| AUM (Assets Under Management) | $ 91,839,172 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
