Harold E. Sharon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Edward Sharon was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1996. Harold had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2006 - May 31, 2017
LORD, ABBETT & CO. LLC
July 9, 2004 - May 31, 2017
LORD ABBETT DISTRIBUTOR LLC
March 25, 1998 - March 13, 2001
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
January 26, 1996 - February 25, 1998
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
LORD, ABBETT & CO. LLC
CRD#: 110391 / SEC#: 801-6997
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LORD, ABBETT & CO. LLC
CRD#: 110391 / SEC#: 801-6997
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 30,191 |
| AUM (Assets Under Management) | $ 238,757,080,041 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
