Darlene T. Deremer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darlene Tarris Deremer, who also goes by Darlene Tarris, was a registered financial professional .
Darlene is a previously registered financial professional and started their career in finance in 2004. Darlene had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2021 - October 5, 2022
ALPS DISTRIBUTORS, INC.
September 4, 2020 - May 18, 2021
SGMA CAPITAL MARKETS LIMITED
November 15, 2018 - September 12, 2019
ALPS DISTRIBUTORS, INC.
July 17, 2017 - September 21, 2018
MATRIX 360 DISTRIBUTORS, LLC
November 10, 2005 - April 14, 2017
GRAIL SECURITIES, LLC
September 22, 2004 - February 10, 2005
NATIONAL BANK OF CANADA FINANCIAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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