DM
David M. Morris
TRIBRIDGE PARTNERS FINANCIAL LLC
Columbia, MD 21046
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CRD#: 1306682
DM
Professional summary
David Michael Morris, who also goes by Dave Morris, is a registered financial advisor currently at TRIBRIDGE PARTNERS FINANCIAL LLC located in Columbia, Maryland and MML INVESTORS SERVICES, LLC located in Columbia, Maryland.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Morris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: Tribridge Partners LLC, Inv Rel: Y Addr: 6721 Columbia Gateway Dr, Suite 100, Columbia MD 21046, Nature: life, health, group life, group health, disability and long-term care insurance, Position: sales/owner/agent, Start:1/1/2013, No hr/mo:100 No hr/mo Dur trading:70. (2) Name: TriBridge Partners LLC, Inv Rel: Y Addr:6721 Columbia Gateway Dr, Suite 100, Columbia MD 21046, Nature: fee based insurance advisor for health insurance, employee benefits, life insurance consulting, Position: owner/consultant, Start:1/1/2013, No hr/mo:5 No hr/mo Dur trading:5. (3) NAME: TRIBRIDGE PARTNERS FINANCIAL LLC INV REL: Y ADDR: 6721 COLUMBIA GATEWAY DR, SUITE 100, COLUMBIA, MD 21046 NATURE: PROVISION OF ADVISORY SERVICES TO CLIENTS THROUGH IRIA POSITION: ADVISOR START DATE: 5/16/2024 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40 DUTIES: PROVIDE FINANCIAL ADVICE AND PLANNING SERVICES TO CLIENTS
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2024 - Present
TRIBRIDGE PARTNERS FINANCIAL LLC
Office #1: 6721 Columbia Gateway Drive Suite 100, Columbia, MD 21046RIA
CRD#: 326489
Columbia, MD
Current
January 15, 1985 - Present
MML INVESTORS SERVICES, LLC
Office #1: 6721 Columbia Gateway Drive Suite 100, Columbia, MD 21048RIA
BD
CRD#: 10409
Columbia, MD
Past
October 12, 2001 - June 9, 2025
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BALTIMORE, MD
Past
March 8, 1993 - December 31, 1996
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRIBRIDGE PARTNERS FINANCIAL LLC
TRIBRIDGE PARTNERS FINANCIAL LLC | TRIBRIDGE WEALTH MANAGEMENT LLC | TRIBRIDGE WEALTH ADVISORS LLC
CRD#: 326489 / SEC#: 801-129200
RIA
Registered Investment Advisory firm - (5/15/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/19/1999)
RR
District of Columbia(1/22/1999)
RR
Florida(1/20/1999)
RR
Maryland(8/28/1997)
IAR
Maryland(5/17/2024)
RR
New York(1/19/1999)
RR
Pennsylvania(9/7/2023)
RR
Virginia(1/20/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TRIBRIDGE PARTNERS FINANCIAL LLC
TRIBRIDGE PARTNERS FINANCIAL LLC | TRIBRIDGE WEALTH MANAGEMENT LLC | TRIBRIDGE WEALTH ADVISORS LLC
CRD#: 326489 / SEC#: 801-129200
RIA
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Contact information
Main Address
6721 Columbia Gateway Drive Suite 100, Columbia, MD 21046
Mailing Address
Phone number
(240) 422-8799
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 1,201,915,665 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
