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Boleslaw Wolny

CRD# 1306575·Registered 1985 - 1997
Previously Registered: Being a previously registered professional could mean that Boleslaw is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Boleslaw Wolny, who also goes by Bill Wolny, William Wolny, was a registered financial advisor. Boleslaw was a previously registered financial professional and started their career in finance 1985 - 1997. Boleslaw had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Wolny, William Wolny

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

KINGSTON SECURITIES CORPORATION·CRD# 2446
BD
Kingston, NY
May 12, 1989 - February 3, 1997
WINSTON-FROST SECURITIES, INC.·CRD# 19009
BD
January 11, 1989 - September 13, 1989
ALL-TECH DIRECT, INC.·CRD# 13992
BD
Montvale, NJ
July 9, 1988 - January 18, 1989
J.G. SECURITIES CORP.·CRD# 16413
BD
June 20, 1988 - June 9, 1989
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
October 27, 1987 - May 18, 1988
PRESTIGE INVESTORS, INC.·CRD# 10300
BD
September 8, 1987 - October 28, 1987
INVESTMENT BROKERS OF AMERICA·CRD# 14607
BD
July 6, 1987 - August 21, 1987
PRESTIGE INVESTORS, INC.·CRD# 10300
BD
July 2, 1986 - July 6, 1987
NORBAY SECURITIES INC.·CRD# 5431
BD
September 24, 1985 - July 10, 1986

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Current Firm

KS
KINGSTON SECURITIES CORPORATION

KINGSTON SECURITIES CORPORATION

CRD#: 2446 / SEC#: 8-13895
BD
Terminated by SEC on 03/17/2002

Contact Information

Established

New York since 04/22/1968

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
MACKINNON, ROBERT ALANSECRETARY-DIRECTOR1503657
DAVIS, JEAN LSHAREHOLDER4479746
FOSTER, CAPPY ALEXANDERPRESIDENT-DIRECTOR- PRIN211695
LOCILENTO, GRACE MARYV.P. - DIRECTOR- TREAS1382635

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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