Jeffrey A. Gross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Andrew Gross was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2016 - April 9, 2018
MULTI-BANK SECURITIES, INC.
November 3, 2014 - December 1, 2015
B. RILEY WEALTH MANAGEMENT
August 2, 2007 - August 8, 2014
STERNE, AGEE & LEACH, INC.
May 23, 2005 - July 31, 2007
PIPER SANDLER & CO.
April 22, 2004 - October 29, 2004
ADVEST, INC.
March 13, 2003 - May 7, 2004
RAYMOND JAMES & ASSOCIATES, INC.
September 14, 1995 - September 19, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 12, 1993 - September 19, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 25, 1991 - November 28, 1992
SCHRODER & CO. INC.
October 16, 1984 - July 9, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 16, 1984 - July 9, 1991
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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