Kathleen A. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Ann Hill, who also goes by Kathleen Ann Meere, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2001. Kathleen had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2016 - September 4, 2024
HAVERFORD TRUST SECURITIES, INC.
June 21, 2001 - July 21, 2015
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
HAVERFORD TRUST SECURITIES, INC.
CRD#: 13214 / SEC#: , 8-37730
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
