Howard B. Zwillinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Bruce Zwillinger was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1985. Howard had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2015 - April 21, 2016
DOO FINANCIAL US, INC.
March 4, 1991 - December 31, 2014
THOMAS M. NIXON & ASSOCIATES, INC.
January 11, 1990 - February 27, 1991
CAPITAL CONCEPTS INVESTMENT CORP.
December 15, 1989 - March 7, 1991
ALERT EQUITY CORPORATION
October 16, 1986 - November 30, 1989
VESTAX SECURITIES CORPORATION
February 21, 1985 - April 17, 1986
GEMINI CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOO FINANCIAL US, INC.
CRD#: 24409 / SEC#: , 8-41551
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
