CR
Carl C. Reidemeister
ST. BERNARD FINANCIAL SERVICES
Groton, CT 06340
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CRD#: 1306245
CR
Professional summary
Carl Christian Reidemeister is a registered financial advisor currently at ST. BERNARD FINANCIAL SERVICES, INC. located in Groton, Connecticut.
Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Carl has worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF BUSINESS: FINANCIAL CONSULTING LLC; NATURE OF BUSINESS: FIXED INSURANCE SALES; LOCATION: 418-2 HAMBURG ROAD, LYME, CT 06371; TITLE: OWNER; START DATE: 1987; APPROXIMATE NUMBER OF HOURS PER MONTH: 20; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 1-2.
2) NAME OF BUSINESS: XTREME MOBILE ADVENTURES; NATURE OF BUSINESS: ADVERTISING/MARKETING OUTDOOR PRODUCTS; LOCATION: 418-2 HAMBURG ROAD, LYME, CT 06371; TITLE: OWNER; START DATE: 2011; APPROXIMATE NUMBER OF HOURS PER MONTH: 10; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 1.
CRS (Client Relationship Summary) - RIA
Click below to view Carl Christian Reidemeister's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Carl Christian Reidemeister's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2017 - Present
ST. BERNARD FINANCIAL SERVICES, INC.
Office #1: 40 Plaza Court, Groton, CT 06340RIA
BD
CRD#: 36956
Groton, CT
Current
January 3, 2017 - Present
ST. BERNARD FINANCIAL SERVICES, INC.
Office #1: 40 Plaza Court, Groton, CT 06340RIA
BD
CRD#: 36956
Groton, CT
Past
August 5, 2008 - December 31, 2016
BROOKLIGHT PLACE SECURITIES, INC.
BD
CRD#: 15764
GROTON, CT
Past
April 4, 2008 - July 31, 2008
AFS INVESTMENT ADVISORS, INC.
RIA
CRD#: 131714
AUSTIN, TX
Past
July 3, 2006 - July 31, 2008
EVOLVE SECURITIES, INC.
RIA
CRD#: 127474
GROTON, CT
Past
May 1, 2006 - July 31, 2008
EVOLVE SECURITIES, INC.
BD
CRD#: 127474
GROTON, CT
Past
February 23, 1995 - May 1, 2006
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.
BD
CRD#: 19612
WACO, TX
Past
August 31, 1992 - December 23, 1994
DOMINARI SECURITIES LLC
BD
CRD#: 18975
NEW YORK, NY
Past
December 18, 1990 - September 11, 1992
NORTH AMERICAN MANAGEMENT, INC.
BD
CRD#: 624
SIOUX FALLS, SD
Past
October 29, 1987 - November 26, 1990
ILG SECURITIES CORPORATION
BD
CRD#: 422
KANSAS CITY, MO
Past
September 24, 1984 - October 27, 1987
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
ST. BERNARD FINANCIAL SERVICES, INC.
BANKS AND BROWN FINANCIAL ADVISORS | WARD FINANCIAL SERVICES | TURNER FINANCIAL | TULSATAXDEPOT.COM | ST. BERNARD FINANCIAL SERVICES, INC. | ST BERNARD FINANCIAL SERVICES, INC. | SOUTH TEXAS WEALTH | SCHERSHELWEALTH.COM | PULLEN FINANCIAL | MFCENTER.COM | KESSLER FINANCIAL | INTEGRATED FINANCIAL SOLUTIONS OF KANSAS CITY | BISHOP INSURANCE
CRD#: 36956 / SEC#: 801-113763, 8-47566
RIA
Registered Investment Advisory firm - SEC (7/31/2018 Approved)Arkansas
Registered Investment Advisory firm - SEC (11/1/2018 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/21/2018 Terminated)Florida
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/31/2018 Terminated)Indiana
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Louisiana
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Minnesota
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Missouri
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)New York
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Washington
Registered Investment Advisory firm - SEC (8/9/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/3/2017)
IAR
Connecticut(3/28/2017)
RR
Florida(1/17/2020)
RR
Massachusetts(9/4/2024)
RR
Michigan(9/25/2024)
RR
Missouri(8/13/2024)
RR
Rhode Island(1/17/2020)
RR
Virginia(1/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SB
ST. BERNARD FINANCIAL SERVICES, INC.
BANKS AND BROWN FINANCIAL ADVISORS | WARD FINANCIAL SERVICES | TURNER FINANCIAL | TULSATAXDEPOT.COM | ST. BERNARD FINANCIAL SERVICES, INC. | ST BERNARD FINANCIAL SERVICES, INC. | SOUTH TEXAS WEALTH | SCHERSHELWEALTH.COM | PULLEN FINANCIAL | MFCENTER.COM | KESSLER FINANCIAL | INTEGRATED FINANCIAL SOLUTIONS OF KANSAS CITY | BISHOP INSURANCE
CRD#: 36956 / SEC#: 801-113763, 8-47566
RIA
Registered Investment Advisory firm - SEC (7/31/2018 Approved)Arkansas
Registered Investment Advisory firm - SEC (11/1/2018 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/21/2018 Terminated)Florida
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/31/2018 Terminated)Indiana
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Louisiana
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Minnesota
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Missouri
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)New York
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Washington
Registered Investment Advisory firm - SEC (8/9/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1609 West Main St., Russellville, AR 72801
Mailing Address
1609 West Main St., Russellville, AR 72801
Phone number
(479) 967-1200
Established
Arkansas since 03/24/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
109
SEC notice filing (40 States and Territories)
FINRA licenses (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 841 |
| AUM (Assets Under Management) | $ 130,472,570 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ST. BERNARD FINANCIAL SERVICES, INC.
CRD#: 36956Groton, CT 06340TRUST BUT VERIFY
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