Derrick Alan Sands
CFP®Professional Summary
Derrick Alan Sands, CFP®, who also goes by Derrick A Sands, is a registered financial advisor currently at TRINITY STRATEGIC WEALTH located in Tulsa, Oklahoma and CABOT LODGE SECURITIES LLC located in Tulsa, Oklahoma. Derrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Derrick has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Long-term Care
- Retirement Planning
- Business Succession Planning
- Investment Planning
- Comprehensive Financial Planning
- Tax Planning
- Social Security Planning
- Estate Planning
- Insurance Planning
- Socially Responsible Investing
Other Aliases
Derrick A Sands
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
TRINITY STRATEGIC WEALTH | TULSA WEALTH ADVISORS, INC.
Contact Information
Main Address
1375 E. 71st Street, Tulsa, OK 74136Phone Number
(918) 492-2150# of Employees
27SEC notice filing (23 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
5,431AUM (Assets Under Management)
$1,536,077,168Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
TRINITY STRATEGIC WEALTH | TULSA WEALTH ADVISORS, INC.
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed May 1985About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1985About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Derrick Alan Sands's CRS (Customer Relationship Summary).
Services Offered by Derrick
- Long-term Care
- Retirement Planning
- Business Succession Planning
- Investment Planning
- Comprehensive Financial Planning
- Tax Planning
- Social Security Planning
- Estate Planning
- Insurance Planning
- Socially Responsible Investing
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