Derrick A. Sands

TRINITY STRATEGIC WEALTH | Financial Advisor

TULSA, OK 74136

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CRD#: 1306131

Professional summary

Derrick Alan Sands, CFP®, who also goes by Derrick A Sands, is a registered financial advisor currently at TRINITY STRATEGIC WEALTH located in Tulsa, Oklahoma and CABOT LODGE SECURITIES LLC located in Tulsa, Oklahoma.

Derrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Derrick has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?

Long-term Care

Retirement Planning

Business Succession Planning

Investment Planning

Comprehensive Financial Planni...

Tax Planning

Social Security Planning

Estate Planning

Insurance Planning

Socially Responsible Investing

Are you a "fiduciary"?

Yes

Aliases

Derrick A Sands

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Millicon Properties LLC, Tulsa, not investment related,1375 E 71st St, Tulsa, OK, 74136, Building our office occupies, Minority Shareholder, 07/2017, zero hours per month, zero hours per month during trading hours, no duties. (2) Trinity Strategic Wealth a DBA of Tulsa Wealth Advisors, not investment related, 1375 E 71st St, Tulsa, OK, 74136-5035, financial planning/risk management (insurance), Independent Agent Insurance, 12/1998, 2 hours per month, 2 hours during trading hours, offer life, long term care and fixed annuities to clients as appropriate. (3) Trinity Strategic Wealth a DBA of Tulsa Wealth Advisors, investment related, 1375 E 71st St, Tulsa, OK, 74136, Financial Planning, Financial advisor, 12/1998, 160 hours per month, 125 hours during trading hours, financial planning, investment management. (4) Tulsa Wealth Advisors, not investment related, 1375 E 71st St, Tulsa, OK, 74136, Payroll Entity, Employee, 12/1998, zero hours per month, zero hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrick Alan Sands's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

October 2, 2025 - Present

TRINITY STRATEGIC WEALTH

Office #1: 1375 E. 71st Street, Tulsa, OK 74136

RIA

CRD#: 337956

TULSA, OK

Current

October 2, 2025 - Present

CABOT LODGE SECURITIES LLC

Office #1: 1375 E. 71st Street, Tulsa, OK 74136

CRD#: 159712

Tulsa, OK

Past

January 2, 2009 - October 2, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

TULSA, OK

Past

March 5, 2007 - July 17, 2007

FOUNDATION FREEDOM ADVISORY SERVICES

RIA

CRD#: 135862

TULSA, OK

Past

April 6, 1999 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

TULSA, OK

Past

December 1, 1998 - October 2, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TULSA, OK

Past

January 15, 1985 - December 4, 1998

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(10/3/2025)

Colorado
(10/3/2025)

Florida
(10/3/2025)

Georgia
(10/3/2025)

Kansas
(10/3/2025)

Oklahoma
(10/2/2025)

IAR

Oklahoma
(10/2/2025)

Pennsylvania
(10/3/2025)

Tennessee
(10/3/2025)

Texas
(10/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/8/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/8/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRINITY STRATEGIC WEALTH

TRINITY STRATEGIC WEALTH | TULSA WEALTH ADVISORS, INC.

CRD#: 337956 / SEC#: 801-134209

RIA

Registered Investment Advisory firm - (8/27/2025 120-Day Approval)

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Contact information

Main Address

1375 E. 71st Street, Tulsa, OK 74136

Mailing Address

Phone number

(918) 492-2150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRINITY STRATEGIC WEALTH FORM ADV PART 2A 7-2025 (10/22/2025)

TRINITY STRATEGIC WEALTH FORM ADV PART 2A APPENDIX 1 7-2025 (10/22/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Derrick A. Sands

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrick Alan Sands's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABOT LODGE SECURITIES LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

FOUNDATION FREEDOM ADVISORY SERVICES

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/1998

Series 63

Date: 5/8/1985

SIE

Date: 10/1/2018

Series 7

Date: 7/21/1998

Series 22

Date: 5/8/1985

Series 6

Date: 1/14/1985

FINRA

Current Firm

TRINITY STRATEGIC WEALTH

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

TRINITY STRATEGIC WEALTH

TRUST BUT VERIFY

Contact information

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