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Clinton Mitchell Long

CRD# 1306087·Registered 1985 - 1994
Previously Registered: Being a previously registered professional could mean that Clinton is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Clinton Mitchell Long, who also goes by Mitch Long, was a registered financial advisor. Clinton was a previously registered financial professional and started their career in finance 1985 - 1994. Clinton had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mitch Long

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

AMERICAN EXPRESS SERVICE CORPORATION·CRD# 10518
BD
Minneapolis, MN
August 20, 1993 - December 31, 1994
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Sandy, UT
December 23, 1991 - May 20, 2021
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
June 7, 1990 - July 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Sandy, UT
June 7, 1990 - May 20, 2021
ZIONS DIRECT, INC.·CRD# 17776
BD
Salt Lake City, UT
June 16, 1989 - April 9, 1990
WARNER BECK INCORPORATED·CRD# 11076
BD
May 23, 1985 - August 18, 1987

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Current Firm

AE
AMERICAN EXPRESS SERVICE CORPORATION

AMERICAN EXPRESS SERVICE CORPORATION | TRS SERVICE CORPORATION | AMERICAN EXPRESS SERVICES CORPORATION

CRD#: 10518 / SEC#: 8-27456
BD
Terminated by SEC on 02/05/2002

Contact Information

Established

Delaware since 02/08/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN EXPRESS TRAVEL RELATED SERVICES COMPANY INC.SHAREHOLDER—
CURRAN, COLLEEN MCHIEF LEGAL OFFICER1561042
MORTON, JULIA KAYECHIEF FINANCIAL OFFICER1309302
WEIMER, BETH ELLENCHIEF COMPLIANCE OFFICER—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1985About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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