Clinton M. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clinton Mitchell Long, who also goes by Mitch Long, was a registered financial professional .
Clinton is a previously registered financial professional and started their career in finance in 1985. Clinton had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 1993 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
December 23, 1991 - May 20, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
June 7, 1990 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 7, 1990 - May 20, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
June 16, 1989 - April 9, 1990
ZIONS DIRECT, INC.
May 23, 1985 - August 18, 1987
WARNER BECK INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN EXPRESS SERVICE CORPORATION
CRD#: 10518 / SEC#: , 8-27456
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
