Kevin J. Cullen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Cullen was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1984. Kevin had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2010 - October 6, 2014
LWI FINANCIAL INC.
January 4, 2010 - October 6, 2014
LORING WARD SECURITIES INC.
October 5, 1999 - September 30, 2008
COREBRIDGE CAPITAL SERVICES, INC.
May 22, 1991 - August 23, 1999
BOSTON CAPITAL SECURITIES, INC.
September 24, 1990 - February 27, 1991
FIDELITY DISTRIBUTORS CORPORATION
September 15, 1987 - September 21, 1990
FIDELITY BROKERAGE SERVICES LLC
October 18, 1984 - July 6, 1987
BALCOR SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/3/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LWI FINANCIAL INC.
CRD#: 111861 / SEC#: 801-55934
Contact information
Red Flags
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