DM
Donald T. Mckiernan
LANDOLT SECURITIES
Lake Bluff, IL 60044
Some features on this profile are disabled
CRD#: 1305965
DM
Professional summary
Donald Trendley Mckiernan, who also goes by Donald T Mckiernan, is a registered financial advisor currently at LANDOLT SECURITIES, INC. located in Lake Bluff, Illinois.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Donald has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53, Series 28, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donald T Mckiernan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Nekimi Equity Growth Fund I LLC, Managing Partner, manage the investments within this private equity fund, up to 10 hours per month mostly non-business hours
CRS (Client Relationship Summary) - RIA
Click below to view Donald Trendley Mckiernan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donald Trendley Mckiernan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2006 - Present
LANDOLT SECURITIES, INC.
Office #1: 900 North Shore Drive Suite 279, Lake Bluff, IL 60044Office #2: 64 Division Avenue Suite 212, Levittown, NY 11756RIA
BD
CRD#: 28352
Lake Bluff, IL
Current
November 8, 2005 - Present
LANDOLT SECURITIES, INC.
Office #1: 900 North Shore Drive Suite 279, Lake Bluff, IL 60044Office #2: 64 Division Avenue Suite 212, Levittown, NY 11756RIA
BD
CRD#: 28352
Lake Bluff, IL
Past
August 27, 2004 - November 7, 2005
OBERWEIS SECURITIES, INC.
BD
CRD#: 42060
ANTIOCH, IL
Past
April 11, 1990 - September 24, 2004
BIRKELBACH INVESTMENT SECURITIES, INC.
BD
CRD#: 11490
CHICAGO, IL
Past
June 23, 1989 - April 11, 1990
PODESTA & CO.
BD
CRD#: 13140
CHICAGO, IL
Past
September 7, 1988 - June 13, 1989
THE CHICAGO CORPORATION
BD
CRD#: 1449
CHICAGO, IL
Past
June 5, 1985 - September 20, 1988
OBERWEIS SECURITIES, INC.
BD
CRD#: 7739
Past
January 11, 1985 - June 10, 1985
FRANCIS MANZO & COMPANY, INCORPORATED
BD
CRD#: 8187
Past
October 22, 1984 - December 6, 1984
VANTAGE SECURITIES OF COLORADO, INC.
BD
CRD#: 8622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/14/2005)
RR
California(11/8/2005)
RR
Florida(11/8/2005)
RR
Georgia(12/21/2015)
RR
Illinois(11/8/2005)
RR
Louisiana(1/19/2006)
RR
Massachusetts(2/2/2021)
RR
Michigan(11/8/2005)
RR
Missouri(10/2/2019)
RR
Montana(8/26/2020)
RR
New Jersey(4/15/2019)
RR
New York(2/28/2018)
RR
North Carolina(11/28/2023)
RR
Pennsylvania(12/19/2024)
RR
South Dakota(1/15/2019)
RR
Tennessee(9/12/2023)
RR
Virginia(8/5/2021)
RR
Wisconsin(1/6/2006)
IAR
Wisconsin(1/6/2006)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/30/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 5/26/2021
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LANDOLT SECURITIES, INC.
FISN | TORII ASSET MANAGEMENT | TK CHEN FINANCIAL SERVICES LLC | THE WEALTH PROTECTION GROUP LLC | THE WEALTH PROTECTION GROUP | LESLIE FINANCIAL LLC | LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Illinois
Registered Investment Advisory firm - SEC (10/10/2006 Approved)Indiana
Registered Investment Advisory firm - SEC (3/23/2020 Approved)North Carolina
Registered Investment Advisory firm - SEC (8/16/2017 Approved)Ohio
Registered Investment Advisory firm - SEC (7/6/2017 Approved)Texas
Registered Investment Advisory firm - SEC (4/28/2020 Approved)Wisconsin
Registered Investment Advisory firm - SEC (3/26/2002 Approved)Wyoming
Registered Investment Advisory firm - SEC (7/25/2017 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Mailing Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Phone number
(847) 838-5151
Established
Wisconsin since 11/09/1989
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
11
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
