John H. Russell
THE ADVISORS GROUP
LUBBOCK, TX 79424
Some features on this profile are disabled
CRD#: 1305765
Professional summary
John Howard Russell, CFP® is a registered financial advisor currently at THE ADVISORS GROUP located in Lubbock, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. John has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Tax Planning
Comprehensive Financial Planni...
Estate Planning
Retirement Planning
Investment Planning
Elder Care
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SUGAR SHACK HOLDINGS, OWNER, 1/20/2015, NOT INVESTMENT RELATED, 12002 TRAFALGAR, STE 102, LUBBOCK, TX 79424, 2 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS, PROPERTY RENTAL. 2) INDEPENDENT INSURANCE AGENT, LICENSED AS LIFE, ACCIDENT, HEALTH AGENT SINCE 1984, BOTH INVESTMENT AND NON-INVESTMENT RELATED, 12002 TRAFALGAR, STE 102, LUBBOCK, TX 79424, APPROXIMATELY 2 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS, REVIEW EXISTING CONTRACTS, MAKE RECOMMENDATIONS, AND OCCASIONALLY OBTAIN QUOTES AND SELL POLICIES AS NEEDED. 3) STRATEGY, INC., PRESIDENT, 1984, BOTH INVESTMENT AND NON-INVESTMENT RELATED, 12002 TRAFALGAR, STE 102, LUBBOCK, TX 79424, APPROXIMATELY 25 HOURS PER WEEK FROM FEBRUARY TO APRIL 15TH, APPROXIMATELY 8 HOURS PER WEEK DURING TRADING HOURS FROM FEBRUARY TO APRIL 15TH, PREPARING TAX RETURNS PRIMARILY FOR FINANCIAL SERVICES CLIENTS.4) VINTAGE TOWN ASSEMBLY INC; TREASURE FOR HOA BOARD; NOVEMBER 2022; LUBBOCK, TX; MANAGE HOA FINANCES; APPROXIMATELY 10 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view John Howard Russell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
December 8, 2017 - Present
THE ADVISORS GROUP
Office #1: 12002 Trafalgar Avenue Suite 102, Lubbock, TX 79424RIA
CRD#: 290104
LUBBOCK, TX
Past
September 17, 2012 - October 31, 2018
SIGNAL SECURITIES, INC.
BD
CRD#: 15916
LUBBOCK, TX
Past
May 17, 2012 - November 28, 2018
THE ADVISORS GROUP
RIA
CRD#: 113015
LUBBOCK, TX
Past
October 3, 2005 - October 10, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LUBBOCK, TX
Past
September 7, 1994 - October 14, 2005
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
December 7, 1989 - September 8, 1994
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
October 20, 1988 - December 31, 1990
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
May 2, 1986 - April 22, 1987
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
Past
December 19, 1984 - December 18, 1989
TRIPLE CHECK FINANCIAL SERVICES, INC.
BD
CRD#: 13344
BURBANK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THE ADVISORS GROUP
STRATEGY, INC. | THE ADVISORS GROUP | STRATEGY, INC. DBA THE ADVISORS GROUP
CRD#: 290104 / SEC#: 801-130764
RIA
Registered Investment Advisory firm - (7/25/2024 Approved)Texas
Registered Investment Advisory firm - (8/15/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/8/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TA
THE ADVISORS GROUP
STRATEGY, INC. | THE ADVISORS GROUP | STRATEGY, INC. DBA THE ADVISORS GROUP
CRD#: 290104 / SEC#: 801-130764
RIA
Registered Investment Advisory firm - (7/25/2024 Approved)Texas
Registered Investment Advisory firm - (8/15/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
12002 Trafalgar Avenue Suite 102, Lubbock, TX 79424
Mailing Address
Phone number
(806) 794-3848
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 522 |
| AUM (Assets Under Management) | $ 117,422,445 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE ADVISORS GROUP
CRD#: 290104Lubbock, TX 79424TRUST BUT VERIFY
Monitor John Russell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
