George T. Pate
THE JOURNEYS GROUP
WINTERVILLE, NC 28590
Some features on this profile are disabled
CRD#: 1305723
Professional summary
George Thomas Pate JR, CFP®, who also goes by Tommy Pate, is a registered financial advisor currently at THE JOURNEYS GROUP, INC. located in Winterville, North Carolina.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. George has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tommy Pate
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sell life, di, LTC and annuities through The Journeys Group; managing partner since 2010. Managing partner of Aquatic Holdings LLC since 06/2016....real estate holding firm. Aquatic Campus, LLC; Is the business investment related: No ; Location of the business: 214 A Beacon Dr Winterville NC 28590 United States; Description of the business: Aquatic facility for swimming and scuba; Position Title: Managing Partner; Responsibilities Duties: Monitoring the books; Start date with business: 2016-08-15; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0. Pate Investment Holding, LLC; Is the business investment related: No; Location of the business: 296 Foxcroft Ln Winterville NC 28590 United States; Description of the business: owns the title to the lots that our new offices are being built on will own the new office; Position Title: Managing Partner; Responsibilities Duties: oversee books; Start date with business: 2021-01-14; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0. CCGJ, LLC; Is the business investment related: No; Location of the business: 556 Third St Ayden NC 28513 USA; Description of the business: Real estate holding firm that owns current office; once our new offices are complete, this location will be sold and CCGJ dissolved. Position Title: Partner. Responsibilities Duties: none; Start date with business: 2005-05-13; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Will an IRS form for income earned be received: No
CRS (Client Relationship Summary) - RIA
Click below to view George Thomas Pate JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
December 7, 2009 - Present
THE JOURNEYS GROUP, INC.
Office #1: 222 Emily Dr, Winterville, NC 28590RIA
CRD#: 152275
WINTERVILLE, NC
Past
July 1, 2017 - December 14, 2018
ALPHASTAR CAPITAL MANAGEMENT
RIA
CRD#: 157423
Ayden, NC
Past
November 1, 2013 - June 27, 2025
SYMMETRY PARTNERS
RIA
CRD#: 120982
AYDEN, NC
Past
December 31, 2001 - March 17, 2010
OSAIC FS, INC.
RIA
CRD#: 3870
AYDEN, NC
Past
October 1, 1997 - December 31, 2011
OSAIC FS, INC.
BD
CRD#: 3870
AYDEN, NC
Past
October 5, 1984 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
FORT WAYNE, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(3/18/2010)
IAR
Virginia(12/7/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TJ
THE JOURNEYS GROUP, INC.
CCGJ, LLC | THE JOURNEYS GROUP, LLC | THE JOURNEYS GROUP, INC. | THE JOURNEYS GROUP | THE JOURNEY'S GROUP, INC. | THE JOURNEY'S GROUP, INC | CONE ADVISORY GROUP, INC. | CCGJ, LLC DBA THE JOURNEYS GROUP
CRD#: 152275 / SEC#:
North Carolina
Registered Investment Advisory firm - (3/18/2010 Approved)Virginia
Registered Investment Advisory firm - (12/7/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
222 Emily Dr, Winterville, NC 28590
Mailing Address
Phone number
(252) 304-1019
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 372 |
| AUM (Assets Under Management) | $ 63,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
