David L. Levitz

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CRD#: 1305709

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Lee Levitz was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1985. David had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) David Levitz is dually-registered as an investment advisor representative with Alera Investment Advisors, LLC ("Alera" - since 11/2017) and as a Registered Admin with Triad Advisors, Inc. (Triad" - since 11/2017). Business is conducted from Three Parkway North Suite 500, Deerfield, IL 60015. Approximately 90% of Mr. Levitz's time is for services as an investment advisor representative and the balance as a Registered Admin. Alera and Triad are not affiliated. 2) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;9/1990;varies;varies;provide fixed business products to clients-ltc,property casualty ins,disability insurance,group benefits 3) Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,Il 60015;RIA business;advisor;11/2017;40 hrs/month;6.5 hrs during trading;provide investment management,financial planning and retirement planning services to clients 4) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;9/1990;40 hrs/month;6.5 hrs during trading;dba 5) 1831 Strategies LLC;investment related;Three Parkway North,#500,Deerfield,IL 60015;family LLc;family member(33% shareholder);1 hr/month;0 hrs during trading;1831 Strategies is a partnership with my two brothers that will easily enable us to make investments together as a partnership.It is a funding vehicle to own interests in various private investments we choose to make

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 4, 2017 - June 27, 2022

ALERA INVESTMENT ADVISORS, LLC

RIA

CRD#: 287906

DEERFIELD, IL

Past

November 3, 2017 - June 17, 2022

TRIAD ADVISORS LLC

CRD#: 25803

Deerfield, IL

Past

December 3, 2002 - June 10, 2005

W&D FINANCIAL AND INSURANCE SERVICES, LLC

RIA

CRD#: 113515

BANNOCKBURN, IL

Past

November 26, 2001 - June 10, 2005

W&D FINANCIAL AND INSURANCE SERVICES, LLC

CRD#: 113515

BANNOCKBURN, IL

Past

May 11, 2001 - November 2, 2017

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

Deerfield, IL

Past

December 18, 1997 - December 31, 2002

GREATER CHICAGO INVESTMENT ADVISORS INC

RIA

CRD#: 109186

BANNOCKBURN, IL

Past

July 13, 1988 - November 2, 2017

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Deerfield, IL

Past

January 28, 1985 - July 19, 1988

CONSOLIDATED RESOURCES, INC.

CRD#: 13747

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/1/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/5/2000

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/16/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/25/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2000

General Securities Principal Examination

Current Firm

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

Three Parkway North Suite 500, Deerfield, IL 60015-2567

Mailing Address

Phone number

(847) 457-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	3,097
AUM (Assets Under Management)	$ 3,572,112,624

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David L. Levitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRIAD ADVISORS LLC

W&D FINANCIAL AND INSURANCE SERVICES, LLC

W&D FINANCIAL AND INSURANCE SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

GREATER CHICAGO INVESTMENT ADVISORS INC

SECURIAN FINANCIAL SERVICES, INC.

CONSOLIDATED RESOURCES, INC.

Primary Firm SEC Registration

ALERA INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1997

Series 63

Date: 3/1/1988

SIE

Date: 10/1/2018

Series 7

Date: 1/5/2000

Series 22

Date: 9/16/1985

Series 6

Date: 1/25/1985

Series 24

Date: 10/20/2000

Current Firm

ALERA INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALERA INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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