Rita B. Vevers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rita Boyle Vevers, who also goes by Rita Marie Boyle, Rita Boyer Vevers, was a registered financial professional .
Rita is a previously registered financial professional and started their career in finance in 2008. Rita had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7A, Series 9, Series 4 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2017 - November 10, 2017
OPTIONSXPRESS, INC.
August 30, 2017 - April 3, 2026
CHARLES SCHWAB & CO., INC.
May 9, 2012 - November 1, 2016
FCF SECURITIES AND DERIVATIVES LLC
March 18, 2011 - June 27, 2011
CASEY SECURITIES LLC
April 1, 2008 - January 31, 2011
R.J.S. INVESTMENTS LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 7A
Date: 8/25/1998
Floor Broker Representative ExamCurrent Firm
OPTIONSXPRESS, INC.
CRD#: 103849 / SEC#: , 8-52354
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 30 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
