Rocco S. Campanile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rocco Sante Campanile, who also goes by S Rocco Sante Campanile, was a registered financial professional .
Rocco is a previously registered financial professional and started their career in finance in 1984. Rocco had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2003 - February 10, 2021
WORLD EQUITY GROUP, INC.
June 19, 2003 - February 10, 2021
WORLD EQUITY GROUP, INC.
June 16, 2003 - December 31, 2005
ARLINGTON WEALTH MANAGEMENT
June 2, 2003 - June 20, 2003
CHOREO, LLC
February 1, 1993 - June 20, 2003
AMERIPRISE ADVISOR SERVICES, INC.
September 24, 1990 - November 9, 1992
CIBC WORLD MARKETS CORP.
October 13, 1988 - September 27, 1990
J.P. MORGAN SECURITIES LLC
January 14, 1988 - November 2, 1988
LEHMAN BROTHERS INC.
August 29, 1986 - January 1, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 1984 - September 18, 1986
FIRST JERSEY SECURITIES, INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
