Ginger L. Thomas

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CRD#: 1305534

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ginger Lee Thomas, who also goes by Ginger Lee Kible, Kible Thomas, was a registered financial professional .

Ginger is a previously registered financial professional and started their career in finance in 1992. Ginger had worked at 1 firm and has passed the Series 27 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Ginger Lee Kible | Kible Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 11, 1992 - October 18, 1993

LUMIERE SECURITIES, INC.

CRD#: 13414

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam

Series 27

Date: 4/1/1992

Financial and Operations Principal Examination

Current Firm

LUMIERE SECURITIES, INC.

AFFILIATED INVESTMENT CORPORATION | LUMIERE SECURITIES, INC. | LIK SECURITIES

CRD#: 13414 / SEC#: , 8-29275

Cancelled by SEC on 06/13/2003

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Contact information

Main Address

Mailing Address

Phone number

Established

Colorado since 12/06/1982

Firm type

Corporation

Fiscal year end

March

# of Employees

Documents

Red Flags

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