Jeffrey R. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey R Brown, who also goes by Jeffrey Richard Brown, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2014 - March 6, 2017
P.J. ROBB VARIABLE, LLC
May 7, 2012 - December 1, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 26, 2012 - December 1, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 2011 - April 17, 2012
MSI FINANCIAL SERVICES, INC.
March 14, 2011 - April 17, 2012
MSI FINANCIAL SERVICES, INC.
October 17, 2006 - February 8, 2011
MML INVESTORS SERVICES, LLC
September 7, 2004 - September 8, 2006
SIGNATOR INVESTORS, INC.
October 21, 1993 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 21, 1993 - September 8, 2006
SIGNATOR INVESTORS, INC.
January 31, 1989 - August 3, 1993
GUARDIAN INVESTOR SERVICES LLC
December 18, 1984 - February 13, 1989
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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