Diane Desilva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Desilva, who also goes by Diane Green, was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 1999. Diane had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2016 - December 2, 2024
THE BURNEY COMPANY
January 1, 1999 - June 8, 2016
THE BURNEY COMPANY
Primary Firm SEC Registration
THE BURNEY COMPANY
CRD#: 106945 / SEC#: 801-10232
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
THE BURNEY COMPANY
CRD#: 106945 / SEC#: 801-10232
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,389 |
| AUM (Assets Under Management) | $ 3,136,984,434 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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