Raymond J. Stecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond James Stecker JR, who also goes by Raymond James Stecker, Raymone James Stecker Jr, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1984. Raymond had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 1996 - December 31, 2024
BOSTON RESEARCH AND MANAGEMENT, INC.
May 24, 1991 - March 10, 1997
H.C.WAINWRIGHT & CO., LLC
January 19, 1989 - February 5, 1991
SBS DISCOUNT BROKERAGE
September 21, 1984 - January 29, 1987
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
BOSTON RESEARCH AND MANAGEMENT, INC.
CRD#: 107643 / SEC#: 801-39603
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOSTON RESEARCH AND MANAGEMENT, INC.
CRD#: 107643 / SEC#: 801-39603
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 501 |
| AUM (Assets Under Management) | $ 627,077,384 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
