Patrick O. Devaney
Professional summary
Patrick Owen Devaney II was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patrick is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Patrick had worked at 5 firms, which includes FINANCIAL WEST GROUP, SANFORD ROBERTS INC., CANTERBURY CONSULTING INCORPORATED, KIDDER PEABODY & CO. INCORPORATED, NEWPORT SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2014 - August 28, 2018
FINANCIAL WEST GROUP
March 4, 1997 - October 30, 1998
FINANCIAL WEST GROUP
July 25, 1995 - January 17, 1996
SANFORD ROBERTS, INC.
April 13, 1995 - July 24, 1995
FINANCIAL WEST GROUP
January 18, 1994 - May 4, 1995
CANTERBURY CONSULTING INCORPORATED
June 13, 1986 - September 23, 1987
KIDDER, PEABODY & CO. INCORPORATED
September 20, 1984 - April 4, 1990
NEWPORT SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
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