Jose F. Blasini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Francisco Blasini, who also goes by Jose Francisco Blasinigonzalez, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1999. Jose had worked at 2 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2021 - June 16, 2021
POPULAR ASSET MANAGEMENT
January 22, 1999 - June 17, 2021
POPULAR SECURITIES, LLC
Primary Firm SEC Registration
POPULAR ASSET MANAGEMENT
CRD#: 313653 / SEC#: 801-120872
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 12/14/2007
Limited Representative-Equity Trader ExamCurrent Firm
POPULAR ASSET MANAGEMENT
CRD#: 313653 / SEC#: 801-120872
Contact information
SEC notice filing (1 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 2,875,694,583 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 01/26/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
