NC
Norman P. Chiodras
RETIREMENT PLANNERS
OAK BROOK, IL 60523
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CRD#: 1304974
NC
Professional summary
Norman Peter Chiodras, CFP® is a registered financial advisor currently at RETIREMENT PLANNERS, INC. located in Oak Brook, Illinois and MACK INVESTMENT SECURITIES, INC. located in Oak Brook, Illinois.
Norman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Norman has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM A FREELANCE TRUMPET PLAYER. I PLAY WITH AND AM A MEMBER OF DUPAGE SYMPHONY ORCHESTRA BRASS QUINTET. ADDRESS: 2001 MIDWEST ROAD SUITE 107 OAK BROOK, IL 60523 THIS IS A NON-INVESTMENT RELATED BUSINESS. I ONLY PLAY APPROX. 0-4 HOURS PER MONTH AND IT IS NOT DURING TRADING HOURS. AND I AM THE TREASURER AT HOLY SPIRIT MINISTRIES 501(c)3 1984 N. 29TH ROAD MARSEILLES, IL 61341 Volunteer position 2 HOURS PER MONTH..THIS IS A NON-INVESTMENT RELATED BUSINESS. IT IS NOT DURING TRADING HOURS. AND BOARD MEMBER WITH BRIARWOOD LAKES HOA, OAK BROOK IL, THIS IS NON-INVESTMENT RELATED BUSINESS. IT IS NOT DURING TRADING HOURS. AND RETIREMENT PLANNERS, INC. (dba RPI Inc), OWNER OF STATE RIA WHERE FINANCIAL PLANNING SERVICES AND FIXED INSURANCE PRODUCTS ARE OFFERED.
CRS (Client Relationship Summary) - RIA
Click below to view Norman Peter Chiodras's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Norman Peter Chiodras's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
January 4, 1998 - Present
RETIREMENT PLANNERS, INC.
Office #1: 2001 Midwest Road, Suite 107, Oak Brook, IL 60523RIA
CRD#: 123441
OAK BROOK, IL
Current
July 20, 1998 - Present
MACK INVESTMENT SECURITIES, INC.
Office #1: 2001 Midwest Road, Suite 107, Oak Brook, IL 60523RIA
BD
CRD#: 17643
Oak Brook, IL
Current
July 1, 1991 - Present
MACK INVESTMENT SECURITIES, INC.
Office #1: 2001 Midwest Road, Suite 107, Oak Brook, IL 60523RIA
BD
CRD#: 17643
Oak Brook, IL
Past
January 12, 1998 - December 31, 2008
HERITAGE CAPITAL MANAGEMENT INC
RIA
CRD#: 110383
OAKBROOK, IL
Past
February 11, 1988 - December 11, 1990
IFR SECURITIES, INC.
BD
CRD#: 10976
Past
June 18, 1985 - February 13, 1988
STANFORD SECURITIES INCORPORATED
BD
CRD#: 14940
Past
October 16, 1984 - June 21, 1985
ELWYN, WILLBERT & HAIG INC.
BD
CRD#: 8500
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MACK INVESTMENT SECURITIES, INC.
MACK INVESTMENT SECURITIES, INC.
CRD#: 17643 / SEC#: 801-29570, 8-35536
RIA
Registered Investment Advisory firm - SEC (5/28/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/2/1994)
IAR
Arizona(11/22/2017)
RR
California(4/15/1992)
IAR
California(4/2/2025)
IAR
Colorado(12/20/2023)
RR
Colorado(12/26/2024)
RR
Florida(1/12/1995)
IAR
Florida(5/16/2023)
RR
Illinois(7/1/1991)
IAR
Illinois(1/4/1998)
RR
Indiana(12/21/2021)
IAR
Indiana(10/11/2022)
RR
Michigan(12/2/1996)
IAR
Michigan(12/20/2022)
RR
Minnesota(11/17/2020)
RR
Missouri(11/1/2024)
RR
North Carolina(4/10/2008)
IAR
Ohio(3/2/2023)
RR
Texas(3/6/1997)
IAR
Texas(4/20/2023)
RR
Wisconsin(5/20/1994)
IAR
Wisconsin(3/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MACK INVESTMENT SECURITIES, INC.
MACK INVESTMENT SECURITIES, INC.
CRD#: 17643 / SEC#: 801-29570, 8-35536
RIA
Registered Investment Advisory firm - SEC (5/28/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
211 Waukegan Rd., Suite 300 Ste 300, Northfield, IL 60093
Mailing Address
211 Waukegan Rd., Suite 300, Northfield, IL 60093
Phone number
(847) 657-6600
Established
Illinois since 01/16/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
8
SEC notice filing (15 States and Territories)
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 998 |
| AUM (Assets Under Management) | $ 263,507,750 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
