EH
Earl D. Hensley
IP FINANCIAL ADVISORY SERVICES LLC
Ashville, NC 28803
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CRD#: 1304915
EH
Professional summary
Earl David Hensley, who also goes by David Hensley, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Ashville, North Carolina and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Earl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Earl has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 3, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Hensley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Asset Protection Network, Inc., 900 Hendersonville Rd. Ste 201A, Asheville, NC 28803; https://assetprotectionnetwork.net/. Founder and Co-Owner. Investment Related; Insurance Agency offering health, life and property insurance; Vice President; Start Date: December 1993; 5hrs per week devoted to business, during securities trading hours.___ 2) Biltmore Lake External Relations Committee. 01/2019. Volunteer Chair. Biltmore Lake, NC. www.biltmorelakehoa.com. Less than 1hr per week.___ 3) Advisor Moves, LLC,900 Hendersonville Rd. Ste 201A, Asheville, NC 28803; Not Investment Related: Independent financial advisor recruiting firm; President; Start Date: October 2020; 40-80 hours per month devoted to business during securities trading hours.___ 4) Alzheimers Association - NC, 4600 Park Rd. Ste 250 Charlotte, NC; Not Investment Related; Association established to raise awareness of Alzheimers; Board Member; Start Date: July 2021; 3 hours per month devoted to business; 2 days annually during securities trading hours.___
CRS (Client Relationship Summary) - RIA
Click below to view Earl David Hensley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2023 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 900 Hendersonville Road Suite 201-a, Ashville, NC 28803RIA
CRD#: 305772
Ashville, NC
Current
April 12, 2023 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210RIA
BD
CRD#: 146344
Charlotte, NC
Past
April 26, 2021 - April 19, 2023
AEGIS CAPITAL CORP.
RIA
CRD#: 15007
Biltmore Lake, NC
Past
April 24, 2021 - April 19, 2023
AEGIS CAPITAL CORP.
BD
CRD#: 15007
NEW YORK, NY
Past
April 16, 2018 - August 9, 2019
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
April 12, 2018 - August 9, 2019
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
Miami, FL
Past
February 14, 2018 - April 10, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
ASHEVILLE, NC
Past
February 14, 2018 - April 10, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
ASHEVILLE, NC
Past
April 22, 2014 - February 20, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
ASHEVILLE, NC
Past
October 17, 2008 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
ASHEVILLE, NC
Past
October 22, 2004 - September 16, 2008
SYNERGY INVESTMENT GROUP, LLC
BD
CRD#: 46035
ASHEVILLE, NC
Past
November 16, 1998 - November 25, 2002
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
December 23, 1994 - September 1, 1998
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
November 21, 1988 - March 13, 1990
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
ATLANTA, GA
Past
September 25, 1984 - October 24, 1988
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/14/2023)
RR
Alaska(7/7/2023)
RR
Arizona(6/22/2023)
RR
Arkansas(7/5/2023)
RR
California(6/14/2023)
RR
Colorado(6/15/2023)
RR
Connecticut(6/15/2023)
RR
Delaware(6/26/2023)
RR
Florida(6/15/2023)
RR
Georgia(6/16/2023)
RR
Hawaii(2/20/2025)
RR
Idaho(6/14/2023)
RR
Illinois(6/22/2023)
RR
Indiana(7/18/2023)
RR
Iowa(6/15/2023)
RR
Kansas(6/15/2023)
RR
Kentucky(6/19/2023)
RR
Louisiana(6/19/2023)
RR
Maryland(6/20/2023)
RR
Massachusetts(6/15/2023)
RR
Michigan(6/20/2023)
RR
Minnesota(6/15/2023)
RR
Mississippi(6/16/2023)
RR
Missouri(6/14/2023)
RR
Montana(6/15/2023)
RR
Nevada(6/20/2023)
RR
New Hampshire(8/29/2023)
RR
New Jersey(6/14/2023)
RR
New Mexico(6/15/2023)
RR
New York(6/16/2023)
IAR
North Carolina(4/12/2023)
RR
North Carolina(4/21/2023)
RR
North Dakota(6/20/2024)
RR
Ohio(6/14/2023)
RR
Oklahoma(6/14/2023)
RR
Oregon(6/15/2023)
RR
Pennsylvania(6/15/2023)
IAR
Pennsylvania(4/8/2024)
RR
Rhode Island(6/22/2023)
IAR
South Carolina(4/13/2023)
RR
South Carolina(4/26/2023)
RR
South Dakota(6/14/2023)
RR
Tennessee(6/15/2023)
RR
Texas(6/14/2023)
RR
Utah(6/14/2023)
RR
Virginia(6/15/2023)
RR
Washington(6/14/2023)
RR
Wisconsin(6/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
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Contact information
Main Address
5950 Fairview Road, Suite 140, Charlotte, NC 28210
Mailing Address
Phone number
(980) 326-3335
Established
Firm type
Fiscal year end
# of Employees
112
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772Ashville, NC 28803TRUST BUT VERIFY
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