Jeffrey J. Vankeulen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey John Vankeulen, who also goes by Jeff Vankeulen, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2013 - September 18, 2020
NATIONWIDE INVESTMENT ADVISORS, LLC
December 10, 2007 - September 18, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 27, 2004 - December 31, 2006
IDS LIFE INSURANCE COMPANY
April 27, 2004 - December 11, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 31, 2000 - April 22, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 7, 2000 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
January 18, 2000 - February 28, 2000
RBC CAPITAL MARKETS, LLC
April 23, 1991 - June 18, 1993
INVESTACORP, INC.
September 19, 1990 - April 23, 1991
DOUGHERTY DAWKINS LLC
April 7, 1989 - September 25, 1990
PIPER SANDLER & CO.
May 31, 1985 - April 12, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 1984 - June 14, 1985
WADDELL & REED
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
