William E. Sizemore

PINNACLE ASSOCIATES, LTD.

Richmond, VA 23226

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CRD#: 1304864

Professional summary

William Ernest Sizemore JR, who also goes by Bill Sizemore, Sizemore, is a registered financial advisor currently at PINNACLE ASSOCIATES, LTD. located in Richmond, Virginia.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. William has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Sizemore | Sizemore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ernest Sizemore JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2023 - Present

PINNACLE ASSOCIATES, LTD.

Office #1: 7231 Forest Avenue Suite 204, Richmond, VA 23226

RIA

CRD#: 110631

Richmond, VA

Past

February 12, 2007 - December 11, 2023

INVESTMENT MANAGEMENT OF VIRGINIA, LLC

RIA

CRD#: 108687

RICHMOND, VA

Past

January 25, 1995 - January 11, 2007

GODSEY & GIBB WEALTH MANAGEMENT

RIA

CRD#: 105650

RICHMOND, VA

Past

June 4, 1993 - December 31, 1994

LOMBARD SECURITIES INCORPORATED

CRD#: 27954

Past

January 4, 1991 - June 22, 1993

NORTH AMERICAN FINANCIAL GROUP, INC.

CRD#: 22273

Past

March 2, 1989 - January 10, 1991

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

Past

March 11, 1987 - March 7, 1989

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

Past

December 22, 1986 - March 2, 1987

BSI HOLDINGS, INC.

CRD#: 13751

Past

September 18, 1986 - December 10, 1986

DOMIK CORP.

CRD#: 223

Past

March 19, 1986 - September 26, 1986

VERAVEST INVESTMENTS, INC.

CRD#: 3960

Past

October 21, 1984 - March 26, 1986

DOMIK CORP.

CRD#: 223

Past

October 2, 1984 - April 29, 1985

WADDELL & REED

CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE ASSOCIATES, LTD.

PINNACLE ASSOCIATES INVESTMENTS | PINNACLE ASSOCIATES, LTD. | PINNACLE ASSOCIATES, INC. (NY) | PINNACLE ASSOCIATES LTD. CORP. | PINNACLE ASSOCIATES LTD (NY)

CRD#: 110631 / SEC#: 801-20841

RIA

Registered Investment Advisory firm - (3/16/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(5/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/1/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PINNACLE ASSOCIATES, LTD.

PINNACLE ASSOCIATES INVESTMENTS | PINNACLE ASSOCIATES, LTD. | PINNACLE ASSOCIATES, INC. (NY) | PINNACLE ASSOCIATES LTD. CORP. | PINNACLE ASSOCIATES LTD (NY)

CRD#: 110631 / SEC#: 801-20841

RIA

Registered Investment Advisory firm - (3/16/1984 Approved)

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Contact information

Main Address

286 Madison Avenue 20th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 652-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE ASSOCIATES LTD. FORM ADV 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	6,429
AUM (Assets Under Management)	$ 9,866,562,515

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/14/2025	Cover Page	Report
01/11/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William E. Sizemore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ernest Sizemore JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT MANAGEMENT OF VIRGINIA, LLC

GODSEY & GIBB WEALTH MANAGEMENT

LOMBARD SECURITIES INCORPORATED

NORTH AMERICAN FINANCIAL GROUP, INC.

ANDERSON & STRUDWICK, INCORPORATED

SCOTT & STRINGFELLOW, INC.

BSI HOLDINGS, INC.

DOMIK CORP.

VERAVEST INVESTMENTS, INC.

DOMIK CORP.

WADDELL & REED

Primary Firm SEC Registration

PINNACLE ASSOCIATES, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/1992

Series 63

Date: 9/14/1984

Series 7

Date: 10/19/1985

Series 6

Date: 10/1/1984

Current Firm

PINNACLE ASSOCIATES, LTD.

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PINNACLE ASSOCIATES, LTD.

TRUST BUT VERIFY

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