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Cary Elliot Meth

CRD# 1304688·Registered 1984 - 2019
Previously Registered: Being a previously registered professional could mean that Cary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cary Elliot Meth was a registered financial advisor. Cary was a previously registered financial professional and started their career in finance 1984 - 2019. Cary had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 3, Series 7, Series 24, Series 53, Series 27 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

DAWSON JAMES ASSET MANAGEMENT, INC.·CRD# 135259
RIA
Boca Raton, FL
March 28, 2008 - December 2, 2019
DAWSON JAMES SECURITIES, INC.·CRD# 130645
BD
Boca Raton, FL
February 19, 2008 - December 2, 2019
CAPITAL GROWTH FINANCIAL, LLC·CRD# 41040
RIA
Boca Raton, FL
May 17, 2007 - February 15, 2008
CAPITAL GROWTH FINANCIAL, LLC·CRD# 41040
BD
Boca Raton, FL
July 1, 2005 - February 15, 2008
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
December 2, 2002 - July 13, 2005
FLORIDA DISCOUNT SECURITIES, INC.·CRD# 44859
BD
Boca Raton, FL
August 17, 2000 - October 18, 2002
BULL & BEAR SECURITIES, INC.·CRD# 15142
BD
New York, NY
June 22, 1998 - April 28, 2000
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
November 10, 1997 - December 19, 1997
ACUMENT SECURITIES, INC.·CRD# 7661
BD
San Francisco, CA
December 1, 1994 - June 22, 1998
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
November 23, 1994 - December 2, 1994
NEBRASKA HUDSON COMPANY, INC.·CRD# 27501
BD
Omaha, NE
May 2, 1994 - November 28, 1994
NATIONSSECURITIES·CRD# 32542
BD
July 12, 1993 - March 24, 1994
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
August 12, 1991 - July 12, 1993
DETWILER FENTON WEALTH MANAGEMENT INC·CRD# 16063
BD
Boston, MA
May 9, 1991 - August 14, 1991
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
March 13, 1991 - April 12, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 9, 1988 - February 6, 1991
MORGAN STANLEY DW INC.·CRD# 7556
BD
January 11, 1985 - May 19, 1988
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 8, 1984 - December 21, 1984

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Current Firm

DJ
DAWSON JAMES ASSET MANAGEMENT, INC.

DAWSON JAMES ASSET MANAGEMENT, INC. | JS CAPITAL ADVISERS

CRD#: 135259
California
Registered Investment Advisory firm - California (4/1/2026 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/28/2005 Approved)
Illinois
Registered Investment Advisory firm - Illinois (3/2/2026 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (3/12/2026 Terminated)
New York
Registered Investment Advisory firm - New York (3/2/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/2/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2700 N. Military Trail Suite 100, Boca Raton, FL 33431

Phone Number

(561) 391-5555

# of Employees

7

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2007About the Series 87 exam

Series 3 — National Commodity Futures Examination

Passed Dec 1984About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2006About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 2000About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2000About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1999About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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