Jon K. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Keith Cook, CFP® was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1984. Jon had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1992
Experience
February 18, 2014 - June 8, 2023
COOK WEALTH, LLC
April 1, 2005 - February 20, 2014
LPL FINANCIAL LLC
April 1, 2005 - October 26, 2018
LPL FINANCIAL LLC
October 5, 1988 - April 1, 2005
MONY SECURITIES CORPORATION
October 17, 1984 - August 2, 1989
FSC SECURITIES CORPORATION
September 25, 1984 - October 26, 1984
INVESTORS ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COOK WEALTH, LLC
CRD#: 170372 / SEC#: 801-79160
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,422 |
| AUM (Assets Under Management) | $ 529,363,352 |
Red Flags
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