Steven Lloyd Kantor
Professional Summary
Steven Lloyd Kantor is a registered financial advisor currently at S2K FINANCIAL LLC located in Orlando, Florida. Steven is registered as a RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Current
Past
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Current Firm
BEVINGTON CAPITAL | S2K FINANCIAL LLC
Contact Information
Main Address
9145 Narcoossee Road Suite 207, Orlando, FL 32827Mailing Address
9145 Narcoossee Road Suite 207, Orlando, FL 32827Phone Number
(646) 430-6745Established
Delaware since 05/15/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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State Registrations and Notice Filings
(10/11/2016)
(10/17/2016)
(10/11/2016)
(11/28/2016)
(7/12/2016)
(12/7/2016)
(7/29/2016)
(10/11/2016)
(10/11/2016)
(10/11/2016)
(10/19/2016)
(12/16/2016)
(10/13/2016)
(1/20/2017)
(8/11/2016)
(10/10/2016)
(10/11/2016)
(10/18/2016)
(10/11/2016)
(10/11/2016)
(10/18/2016)
(11/2/2016)
(10/12/2016)
(10/14/2016)
(10/13/2016)
(11/22/2016)
(10/11/2016)
(10/13/2016)
(12/8/2016)
(11/16/2016)
(9/9/2016)
(10/11/2016)
(4/11/2016)
(10/21/2016)
(10/13/2016)
(10/11/2016)
(10/10/2016)
(12/12/2016)
(10/11/2016)
(10/11/2016)
(10/11/2016)
(10/11/2016)
(10/11/2016)
(11/14/2016)
(11/30/2016)
(10/12/2016)
(10/17/2016)
(10/17/2016)
(10/11/2016)
(10/19/2016)
(10/24/2016)
(10/14/2016)
(10/17/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Lloyd Kantor's CRS (Customer Relationship Summary).
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