AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KB

Kevin J. Browne

FB SECURITIES
AUSTIN, TX 78701
Some features on this profile are disabled
CRD#: 1304129
KB

Professional summary

Kevin James Browne is a registered financial professional currently at FB SECURITIES, LLC located in Austin, Texas.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1984. Kevin has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 52, Series 7, Series 55, Series 3, Series 53, Series 27, Series 4, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin James Browne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 16, 2025 - Present

FB SECURITIES, LLC

Office #1: 301 Congress Avenue Suite 1725, Austin, TX 78701
BD
CRD#: 332916
AUSTIN, TX
Past

March 14, 2019 - December 8, 2022

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
New York, NY
Past

October 14, 2014 - February 20, 2018

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
NEW YORK, NY
Past

February 11, 2014 - October 14, 2014

AMHERST SECURITIES GROUP, L.P.

BD
CRD#: 31141
NEW YORK, NY
Past

January 26, 2012 - February 3, 2014

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY
Past

August 4, 1998 - October 10, 2003

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

September 25, 1984 - August 7, 1998

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/26/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 12/16/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 2/20/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 2/25/2013
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 5/23/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 7/31/1984
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/8/2013
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/6/2012
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/16/2012
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/2012
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 7/7/1989
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

FS
FB SECURITIES, LLC
FB SECURITIES, LLC | FUNDBANK SECURITIES, LLC

CRD#: 332916 / SEC#: , 8-71300

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
301 Congress Avenue Suite 1725, Austin, TX 78701
Mailing Address
301 Congress Avenue Suite 1725, Austin, TX 78701
Phone number
(512) 886-2725
Established
Delaware since 09/03/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FB SECURITIES MEMBER, LLCSOLE MEMBER
BENINCASA, GABRIEL ANTHONYGENERAL COUNSEL AND CCO2253881
DEBLANC, DONALD JOSEPHFINOP1666410
HEBERT, MICHAEL JAMESSROP1229298
ROSANELLI, JOHN DAMIONCEO1084596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FB SECURITIES, LLC

CRD#: 332916Austin, TX 78701

TRUST BUT VERIFY

Monitor Kevin Browne

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Steven Raymond Gallegos
Steven GallegosAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Austin, TX
Eric Scott Pomerantz
Eric PomerantzAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Austin, TX
Jeffrey Glenn Weeks
Jeffrey WeeksAdvisorCheck Check Mark
ATX PORTFOLIO ADVISORS, LLC
IAR
Austin, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.