Nick Kantar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nick Kantar JR was a registered financial professional .
Nick is a previously registered financial professional and started their career in finance in 1984. Nick had worked at 14 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2022 - May 15, 2024
NAVELLIER & ASSOCIATES INC
January 7, 2009 - April 24, 2009
EQUITABLE ADVISORS, LLC
October 16, 2008 - April 24, 2009
EQUITABLE ADVISORS, LLC
March 10, 2008 - April 17, 2008
MSI FINANCIAL SERVICES, INC.
February 26, 2008 - April 17, 2008
MSI FINANCIAL SERVICES, INC.
January 9, 2006 - April 13, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
January 1, 2006 - April 13, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
August 3, 2000 - September 20, 2001
WAMU INVESTMENTS, INC.
December 7, 1998 - August 11, 2000
CUNA BROKERAGE SERVICES, INC.
April 28, 1995 - December 1, 1998
CAL FED INVESTMENTS
June 9, 1994 - April 27, 1995
CETERA WEALTH SERVICES, LLC
May 16, 1994 - May 27, 1994
WALNUT STREET SECURITIES, INC.
December 23, 1991 - March 21, 1994
AMERICAN FIDELITY SECURITIES, INC.
February 15, 1989 - February 20, 1990
GAF FINANCIAL AND INSURANCE SERVICES
January 28, 1989 - December 21, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
July 2, 1987 - January 28, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
September 25, 1984 - July 21, 1987
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
NAVELLIER & ASSOCIATES INC
CRD#: 107568 / SEC#: 801-30582
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NAVELLIER & ASSOCIATES INC
CRD#: 107568 / SEC#: 801-30582
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,308 |
| AUM (Assets Under Management) | $ 882,832,800 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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