Thomas D. Tays

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CRD#: 1303950

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Dean Tays was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 12, 2001 - June 22, 2017

DAVIS SELECTED ADVISERS - NY, INC.

RIA

CRD#: 106659

TUCSON, AZ

Past

December 15, 2000 - December 31, 2015

DAVIS SELECTED ADVISERS LP

RIA

CRD#: 108674

TUCSON, AZ

Past

January 12, 1998 - February 19, 2014

DAVIS DISTRIBUTORS, LLC

CRD#: 7975

TUCSON, AZ

Past

May 24, 1995 - December 31, 1995

MARLEAU LEMIRE (U.S.A.), INC.

CRD#: 35910

TORONTO ONTARIO M5H 1J9,

Past

March 14, 1989 - August 24, 1990

COMMUNITY BANCBROKERAGE CORPORATION

CRD#: 23582

Past

September 20, 1984 - August 24, 1990

THE BAKER GROUP, LP

CRD#: 7888

OKLAHOMA CITY, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAVIS SELECTED ADVISERS - NY, INC.

DAVIS SELECT ADVISERS NY INC | DAVIS SELECTED ADVISERS - NY, INC.

CRD#: 106659 / SEC#: 801-53272

RIA

Registered Investment Advisory firm - (11/20/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/7/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/23/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/18/1995

General Securities Principal Examination

Current Firm

DAVIS SELECTED ADVISERS - NY, INC.

DAVIS SELECT ADVISERS NY INC | DAVIS SELECTED ADVISERS - NY, INC.

CRD#: 106659 / SEC#: 801-53272

RIA

Registered Investment Advisory firm - (11/20/1996 Approved)

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Contact information

Main Address

620 Fifth Avenue 3rd Floor, New York, NY 10020-2402

Mailing Address

2949 East Elvira Road Suite 101, Tucson, AZ 85756-7159

Phone number

(212) 891-5500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 FOR DAVIS ADVISERS, L.P. AND DAVIS SELECTED ADVISERS-NY, INC. (6/27/2025)

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 18,475,350,247

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas D. Tays

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DAVIS SELECTED ADVISERS LP

DAVIS DISTRIBUTORS, LLC

MARLEAU LEMIRE (U.S.A.), INC.

COMMUNITY BANCBROKERAGE CORPORATION

THE BAKER GROUP, LP

Primary Firm SEC Registration

DAVIS SELECTED ADVISERS - NY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/7/1998

Series 7

Date: 5/23/1995

Series 24

Date: 5/18/1995

Current Firm

DAVIS SELECTED ADVISERS - NY, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAVIS SELECTED ADVISERS - NY, INC.

TRUST BUT VERIFY

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