Mark S. Podolsky

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CRD#: 1303898

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Stern Podolsky was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 20, 2009 - September 26, 2012

FINANCIAL SOLUTIONS ASSOCIATES

RIA

CRD#: 111456

DEDHAM, MA

Past

January 4, 1993 - March 16, 1999

OSAIC WEALTH, INC.

CRD#: 23131

JERSEY CITY, NJ

Past

September 20, 1984 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

MINNEAPOLIS, MN

Past

September 20, 1984 - January 5, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL SOLUTIONS ASSOCIATES

FINANCIAL SOLUTIONS ASSOCIATES | SUSTAINABLE INVESTMENT SOLUTIONS, LLC | PODOLSKY MARK STERN

CRD#: 111456 / SEC#: 801-120911

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

California

Registered Investment Advisory firm - (5/26/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/26/2021 Terminated)

New York

Registered Investment Advisory firm - (4/26/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/26/1993

General Securities Principal Examination

Current Firm

FINANCIAL SOLUTIONS ASSOCIATES

FINANCIAL SOLUTIONS ASSOCIATES | SUSTAINABLE INVESTMENT SOLUTIONS, LLC | PODOLSKY MARK STERN

CRD#: 111456 / SEC#: 801-120911

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

California

Registered Investment Advisory firm - (5/26/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/26/2021 Terminated)

New York

Registered Investment Advisory firm - (4/26/2021 Terminated)

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Contact information

Main Address

990 Washington St Suite 317, Dedham, MA 02026

Mailing Address

Phone number

(781) 251-0505

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2B BROCHURE SUPPLEMENT - BURKE (3/5/2025)

ADV 2A FIRM BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	158
AUM (Assets Under Management)	$ 136,011,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark S. Podolsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC WEALTH, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FINANCIAL SOLUTIONS ASSOCIATES

State Registrations and Notice Filings

Exams

Series 63

Date: 9/26/1984

Series 7

Date: 3/15/1986

Series 6

Date: 9/19/1984

Series 24

Date: 7/26/1993

Current Firm

FINANCIAL SOLUTIONS ASSOCIATES

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SOLUTIONS ASSOCIATES

TRUST BUT VERIFY

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