Laura A. Kuntz

LAUREL WEALTH PLANNING

Edina, MN 55435

Some features on this profile are disabled

CRD#: 1303890

Professional summary

Laura Ann Kuntz, who also goes by Laura Ann Hetchler, Laura Hetchler, is a registered financial advisor currently at LAUREL WEALTH PLANNING located in Edina, Minnesota.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Laura has worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Ann Hetchler | Laura Hetchler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Father Wasson Legacy Endowment Fund, Inc., Chicago, IL; Board Member, Vice President; start date: 1/2020; Appx 4 days a year, 24 of those hours during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ann Kuntz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2013 - Present

LAUREL WEALTH PLANNING

Office #1: 3300 Edinborough Way Suite 790, Edina, MN 55435

RIA

CRD#: 122035

Edina, MN

Past

October 2, 1998 - July 1, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

EDINA, MN

Past

June 3, 1998 - October 5, 1998

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

December 16, 1991 - June 15, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 16, 1991 - June 15, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 25, 1984 - November 21, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAUREL WEALTH PLANNING

LAURA A. KUNTZ | LAUREL WEALTH PLANNING LLC | LAUREL WEALTH PLANNING | LAURA A. KUNTZ, CPA/PFS, MBT | LAURA A. KUNTZ, CPA, MBT

CRD#: 122035 / SEC#: 801-79116

RIA

Registered Investment Advisory firm - (2/10/2014 Approved)

Minnesota

Registered Investment Advisory firm - (4/1/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/19/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/20/1992

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/2/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/13/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2002

General Securities Principal Examination

Current Firm

LAUREL WEALTH PLANNING

LAURA A. KUNTZ | LAUREL WEALTH PLANNING LLC | LAUREL WEALTH PLANNING | LAURA A. KUNTZ, CPA/PFS, MBT | LAURA A. KUNTZ, CPA, MBT

CRD#: 122035 / SEC#: 801-79116

RIA

Registered Investment Advisory firm - (2/10/2014 Approved)

Minnesota

Registered Investment Advisory firm - (4/1/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3300 Edinborough Way Suite 790, Edina, MN 55435

Mailing Address

Phone number

(952) 854-6250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (5/28/2025)

Regulatory assets under management

Total Number of Accounts	941
AUM (Assets Under Management)	$ 395,558,975

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
01/08/2025	Cover Page	Report
07/21/2023	Cover Page	Report
10/12/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Laura A. Kuntz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ann Kuntz's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

SECURITIES AMERICA, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

LAUREL WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 63

Date: 7/20/1992

Series 65

Date: 6/2/1992

Series 7

Date: 12/13/1991

Series 24

Date: 5/30/2002

Current Firm

LAUREL WEALTH PLANNING

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LAUREL WEALTH PLANNING

TRUST BUT VERIFY

Contact information

Similar Advisors