William T. Sutton

PORTFOLIO ADVISORY COUNCIL,L.L.C.

Houston, TX 77046

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CRD#: 1303860

Professional summary

William Thomas Sutton JR, CFP®, who also goes by Tom Sutton, William Thomas Jr Sutton, is a registered financial advisor currently at PORTFOLIO ADVISORY COUNCIL,L.L.C. located in Houston, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. William has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 24 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Sutton | William Thomas Jr Sutton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PORTFOLIO ADVISORY COUNCIL, LLC., START DATE: 09/1986, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, RIA, INVESTMENT MANAGER, MONITOR AND SELECT INVESTMENTS FOR CLIENTS, INVESTMENT RELATED, 100 HOURS PER MONTH, 5 HOURS PER DAY DURING TRADING HOURS. 2. REAL ESTATE BROKER, START DATE: 06/1983, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, SOLE PROPRIETOR, REAL ESTATE BROKER, CONSULT WITH CLIENTS ON SALE OR PURCHASE OF REAL ESTATE, INVESTMENT RELATED, 2 HOURS PER MONTH, 1 HOURS PER DAY DURING TRADING HOURS. 3. ALMONDY INN MANAGEMENT, LLC., START DATE: 02/2016, 25 PERHAM STREET, NEWPORT, RI 02840, BED AND BREAKFAST, PRESIDENT/INVESTOR/MANAGER, MONITOR PROPERTY MANAGER CASH FLOW AND EXPENSES, NOT INVESTMENT RELATED, 12 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS. 4. ALMONDY PARTNERS, LLC., START DATE: 2/2016, 25 PELHAM STREET, NEWPORT, RI 02840, BED AND BREAKFAST, NOT INVESTMENT RELATED, 12 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Thomas Sutton JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

August 26, 2003 - Present

PORTFOLIO ADVISORY COUNCIL,L.L.C.

Office #1: 3 Greenway Plaza Suite 1776, Houston, TX 77046

RIA

CRD#: 107465

Houston, TX

Past

October 10, 2017 - March 6, 2018

MUTUAL SECURITIES, INC.

CRD#: 13092

Houston, TX

Past

January 3, 2007 - October 25, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

HOUSTON, TX

Past

August 26, 2003 - December 31, 2013

PORTFOLIO ADVISORY COUNCIL,L.L.C.

RIA

CRD#: 107465

HOUSTON, TX

Past

March 30, 1988 - December 31, 2006

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HOUSTON, TX

Past

March 30, 1988 - December 31, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

HOUSTON, TX

Past

January 13, 1988 - March 1, 1988

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

September 17, 1986 - January 8, 1988

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 17, 1986 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

September 17, 1986 - November 9, 1992

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

June 11, 1986 - December 8, 1987

FSC SECURITIES CORPORATION

CRD#: 7461

Past

September 24, 1984 - June 23, 1986

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTFOLIO ADVISORY COUNCIL,L.L.C.

PORTFOLIO ADVISORY COUNCIL, L.L.C. | SUTTON WILLIAM THOMAS JR | PORTFOLIO ADVISORY COUNCIL,L.L.C.

CRD#: 107465 / SEC#: 801-27691

RIA

Registered Investment Advisory firm - (9/15/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/27/2017)

IAR

Texas
(8/26/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/20/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/2/1987

General Securities Principal Examination

Principal/Supervisory Exam

Series 39

Date: 4/12/1984

Direct Participation Programs Principal Examination

Current Firm

PORTFOLIO ADVISORY COUNCIL,L.L.C.

PORTFOLIO ADVISORY COUNCIL, L.L.C. | SUTTON WILLIAM THOMAS JR | PORTFOLIO ADVISORY COUNCIL,L.L.C.

CRD#: 107465 / SEC#: 801-27691

RIA

Registered Investment Advisory firm - (9/15/1986 Approved)

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Contact information

Main Address

3 Greenway Plaza Suite 1776, Houston, TX 77046

Mailing Address

Phone number

(713) 574-6015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART II (3/25/2025)

Regulatory assets under management

Total Number of Accounts	909
AUM (Assets Under Management)	$ 465,030,058

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William T. Sutton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Thomas Sutton JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PORTFOLIO ADVISORY COUNCIL,L.L.C.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

ADVANTAGE CAPITAL CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

LINCOLN NATIONAL PENSION INSURANCE COMPANY

OSAIC FA, INC.

FSC SECURITIES CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

PORTFOLIO ADVISORY COUNCIL,L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/16/1984

SIE

Date: 3/6/2018

Series 7

Date: 9/15/1984

Series 22

Date: 2/20/1984

Series 24

Date: 10/2/1987

Series 39

Date: 4/12/1984

Current Firm

PORTFOLIO ADVISORY COUNCIL,L.L.C.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO ADVISORY COUNCIL,L.L.C.

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