Patrick J. Thornton

SILVERLAKE WEALTH MANAGEMENT LLC

Williston, VT 05495

Some features on this profile are disabled

CRD#: 1303844

Professional summary

Patrick John Thornton, who also goes by Patrick Thornton, is a registered financial advisor currently at SILVERLAKE WEALTH MANAGEMENT LLC located in Williston, Vermont.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Patrick has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Thornton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Thornton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2024 - Present

SILVERLAKE WEALTH MANAGEMENT LLC

Office #1: 33 Blair Park Road Suite 100, Williston, VT 05495

RIA

CRD#: 165525

Williston, VT

Past

January 6, 2020 - June 3, 2024

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

Bristol, VT

Past

March 13, 2019 - January 31, 2020

THORNTON INVESTMENT MANAGEMENT PLLC

RIA

CRD#: 159194

SOUTH BURLINGTON, VT

Past

April 19, 2012 - December 31, 2018

THORNTON INVESTMENT MANAGEMENT PLLC

RIA

CRD#: 159194

SOUTH BURLINGTON, VT

Past

December 6, 2011 - December 31, 2011

THORNTON INVESTMENT MANAGEMENT PLLC

RIA

CRD#: 159194

SOUTH BURLINGTON, VT

Past

April 9, 2003 - March 2, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

SOUTH BURLINGTON, VT

Past

April 1, 2003 - March 2, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SOUTH BURLINGTON, VT

Past

December 7, 1994 - March 31, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BURLINGTON, VT

Past

January 24, 1989 - March 31, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 23, 1984 - February 11, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILVERLAKE WEALTH MANAGEMENT LLC

ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC

CRD#: 165525 / SEC#: 801-97340

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Vermont

Registered Investment Advisory firm - (3/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(6/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Current Firm

SILVERLAKE WEALTH MANAGEMENT LLC

ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC

CRD#: 165525 / SEC#: 801-97340

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Vermont

Registered Investment Advisory firm - (3/14/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

33 Blair Park Road Suite 100, Williston, VT 05495

Mailing Address

Phone number

(802) 857-5083

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SILVER LAKE DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (6/30/2025)

Regulatory assets under management

Total Number of Accounts	1,892
AUM (Assets Under Management)	$ 572,662,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Phillip Smith

CETERA INVESTMENT ADVISERS LLC

IAR

EUGENE, OR

Danielle Harmon

ORIGIN INVESTMENT ADVISORY LLC

BOSTON, MA

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick J. Thornton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Thornton's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELPOINTE ASSET MANAGEMENT LLC

THORNTON INVESTMENT MANAGEMENT PLLC

THORNTON INVESTMENT MANAGEMENT PLLC

THORNTON INVESTMENT MANAGEMENT PLLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SILVERLAKE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/1996

Series 63

Date: 9/14/1984

Series 7

Date: 9/15/1984

Current Firm

SILVERLAKE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SILVERLAKE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors